The Compliance Company FCA Compliance Platform


The Compliance Company has developed an innovative, tailor-made software solution to fit your business model and effectively manage and cover all aspects of FCA compliance.

The Compliance Company is a leading compliance services company that covers all areas of compliance as managed by a dedicated team comprising seasoned industry experts. Since October 2014 The Compliance Company has worked with over 2,500 clients, assisting them with their FCA application and post-authorisation.

The Compliance Company continues to provide Ongoing Client Support to more than 500 clients, assisting them with their ongoing compliance requirements and exceeding the FCA‘s threshold conditions.

Features and Benefits

  • Appointed Representative Network, which gives them the authorisation to manage their clients’ FCA requirements, without any need for a direct FCA authorisation
  • Regulatory Assurance for not only staying up to date with FCA requirements but also making changes aligned to regulatory change/proactive innovation
  • Past Business Review for clear sampling and quality assurance methodologies in line with regulatory exceptions
  • SMCR to make individuals more accountable for their conduct and understanding of their responsibilities under FCA regulation

Training Available

  • Compliance Training Workshops
  • e-Learning
  • Bespoke Packages

Top Clients that Trust The Compliance Company

Michelin, CMP, Bosch, Claims Helpdesk, Toymaster, RCGeeks, Purple Bridge, Stubbs Finance, Credio, JPM Capital, SCC, and more

Windsor House
Cornwall Road
Tel: 01423 522 599

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